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Here’s how to file an SEC complaint against, let’s say, a stock-trading app

today29 January 2021


It’s surprisingly easy to file an investor complaint with the Securities and Exchange Commission.

Suppose, for the sake of argument, that you had a legitimate, well-founded complaint against a stock-trading app. Maybe, and this is just a hypothetical, the app — seemingly to protect its own interest against that of its users — locked you out of certain trades.

That’d be a bummer, right? In addition to any potential financial loses you might experience, there’s a real chance you…

Click here to read the full article.


Written by: Jack Morse

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